Form 4 for AAOI APPLIED OPTOELECTRONICS, INC.
Accepted 2026-09-17 16:08:36 ET · period of report 2026-09-15 · accession 0001683168-26-007214 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2026-09-17 16:08 | 2026-09-15 | AAOI | BLACK RICHARD B | Dir | G - Gift | $0.00 | -2,200 | 159.1K | -1% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $.001 par value | 2026-09-15 | G | D | 2,200 | $0.00 | 159,092 | I By Trust | — | — | (F1) Represents a bona fide gift of shares to a 501(c)(3) non-profit organization by The Richard B. Black Revocable Trust U/A Dtd. Aug 31, 1998; Richard B. Black TTEE. The shares were held by the Reporting Person in a revocable living trust of which the Reporting Person is the sole trustee and beneficial owner. |