Form 4 for ASTE ASTEC INDUSTRIES INC
Accepted 2026-04-02 16:56:28 ET · period of report 2026-03-31 · accession 0001683999-26-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-04-02 16:56 | 2026-03-31 | ASTE | Merwe Jaco van der | CEO | A - Grant | $0.00 | +119 | 113.1K | +0.1% | $0 |
| D | 2026-04-02 16:56 | 2026-03-31 | ASTE | Merwe Jaco van der | CEO | A - Grant | $0.00 | +3.37 | 1,396 | +0.2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2026-03-31 | A | A | 119 | $0.00 | 113,116 | D | — | — | (F1) Represents dividend equivalents earned on the prior RSU grant awards. |
| 2 | Derivative | Phantom Stock | 2026-03-31 | A | A | 3.37 | $0.00 | 1,395.74 | D | — · — to — | 0 Common Stock | (F2) Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock. (F2) Reflects acquisition of phantom stock under Astec's supplemental executive retirement plan. Each share of phantom stock represents the right to receive the cash value of one share of Astec common stock. (F3) The shares of phantom stock become payable upon the reporting person's termination of service as an officer, in a single lump sum or in up to 10 annual installments, at the election of the reporting person. |