Form 4 for CFFN Capitol Federal Financial, Inc.
Accepted 2022-01-03 00:00:00 ET · period of report 2021-12-31 · accession 0001688883-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-03 | 2021-12-31 | CFFN | Lehman Daniel L. | EVP | D - Sale to Iss | $11.33 | -3,798 | 10.2K | -27% | -$43.0K |
| D | 2022-01-03 | 2021-12-31 | CFFN | Lehman Daniel L. | EVP | M - OptEx | $12.77 | +3,798 | 14.0K | +37% | +$48.5K |
| D | 2022-01-03 | 2021-12-31 | CFFN | Lehman Daniel L. | EVP | A - Grant | $11.33 | +4,747 | 4,747 | New | +$53.8K |
| D | 2022-01-03 | 2021-12-31 | CFFN | Lehman Daniel L. | EVP | M - OptEx | $12.77 | -3,798 | 0 | -100% | -$48.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CFFN common stock | 2021-12-31 | D | D | 3,798 | $11.33 | 10,243 | D | — | — | (F1) Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units. |
| 2 | Common | CFFN common stock | 2021-12-31 | M | A | 3,798 | $12.77 | 14,041 | D | — | — | (F1) Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units. |
| 3 | Derivative | CFFN Phantom Stock 2021 | 2021-12-31 | A | A | 4,747 | $11.33 | 4,747 | D | $11.33 · 2024-12-31 to 2024-12-31 | 4,747 CFFN common stock | |
| 4 | Derivative | CFFN Phantom Stock 2018 | 2021-12-31 | M | D | 3,798 | $12.77 | 0 | D | $12.77 · 2021-12-31 to 2021-12-31 | 3,798 CFFN common stock | (F1) Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units. |