Form 4 for USIO Usio, Inc.
Accepted 2021-11-22 00:00:00 ET · period of report 2021-11-18 · accession 0001690416-21-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-22 | 2021-11-18 | USIO | Jewell Lowell Thomas | SVP, CFO | A - Grant | $6.39 | +50.0K | 533.6K | +10% | +$319.5K |
| DM | 2021-11-22 | 2021-11-18 | USIO | Jewell Lowell Thomas | SVP, CFO | A - Grant | $0.00 | +21.0K | 14.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-18 | A | A | 50,000 | $6.39 | 533,583 | D | — | — | (F1) Vests 11/18/2031 or change of control. |
| 2 | Derivative | Restricted Stock Units | 2021-11-18 | A | A | 7,000 | $0.00 | 7,000 | D | $0.00 · 2022-11-18 to 2031-11-18 | 7,000 Common Stock | (F2) Restricted stock units vests 11/18/2022 or change of control. |
| 3 | Derivative | Restricted Stock Units | 2021-11-18 | A | A | 7,000 | $0.00 | 21,000 | D | $0.00 · 2024-11-18 to 2031-11-18 | 7,000 Common Stock | (F4) Restricted stock units vests 11/18/2024 or change of control. |
| 4 | Derivative | Restricted Stock Units | 2021-11-18 | A | A | 7,000 | $0.00 | 14,000 | D | $0.00 · 2023-11-18 to 2031-11-18 | 7,000 Common Stock | (F3) Restricted stock units vests 11/18/2023 or change of control. |