Form 4 for USIO Usio, Inc.
Accepted 2022-01-07 00:00:00 ET · period of report 2022-01-06 · accession 0001690416-22-000001 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-01-07 | 2022-01-06 | USIO | Jewell Lowell Thomas | SVP, CFO | D - Sale to Iss | $4.21 | -11.4K | 562.2K | -2% | -$47.8K |
| D | 2022-01-07 | 2022-01-06 | USIO | Jewell Lowell Thomas | SVP, CFO | M - OptEx | $4.21 | +40.0K | 573.6K | +7% | +$168.4K |
| D | 2022-01-07 | 2022-01-06 | USIO | Jewell Lowell Thomas | SVP, CFO | M - OptEx | $0.00 | +40.0K | 21.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-06 | D | D | 11,361 | $4.21 | 562,222 | D | — | — | (F2) The issuer repurchased the shares at the closing price on January 6, 2022 to cover payroll taxes due. |
| 2 | Common | Common Stock | 2022-01-06 | M | A | 40,000 | $4.21 | 573,583 | D | — | — | (F1) The reporting person received these shares of common stock due to a conversion of restricted stock units granted to him on January 6, 2017 and vested on January 6, 2022 for services as the Issuer's CFO. |
| 3 | Derivative | Restricted Stock Units | 2022-01-06 | M | A | 40,000 | $0.00 | 21,000 | D | $0.00 · 2022-01-06 to 2027-01-06 | 40,000 Common Stock |