Form 4 for KTOS KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Accepted 2022-04-12 00:00:00 ET · period of report 2022-04-10 · accession 0001695434-22-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-04-12 | 2022-04-10 | KTOS | Fendley Steven S. | Pres, US Division | M - OptEx | $0.00 | +55.0K | 384.9K | +17% | $0 |
| DM | 2022-04-12 | 2022-04-10 | KTOS | Fendley Steven S. | Pres, US Division | F - Tax | $19.41 | -21.6K | 334.9K | -6% | -$420.1K |
| DM | 2022-04-12 | 2022-04-10 | KTOS | Fendley Steven S. | Pres, US Division | M - OptEx | $0.00 | -55.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-10 | M | A | 5,000 | $0.00 | 336,911 | D | — | — | (F2) RSUs were granted and previously reported on a Form 4 filed April 12, 2017; 5,000 RSUs vested on April 10, 2022 and underlying shares of common stock were released for settlement. |
| 2 | Common | Common Stock | 2022-04-10 | F | D | 19,675 | $19.41 | 365,269 | D | — | — | (F4) Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. |
| 3 | Common | Common Stock | 2022-04-10 | F | D | 1,967 | $19.41 | 334,944 | D | — | — | (F4) Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. |
| 4 | Common | Common Stock | 2022-04-10 | M | A | 50,000 | $0.00 | 384,944 | D | — | — | (F3) RSUs were granted and previously reported on a Form 4 filed April 12, 2017; 50,000 RSUs vested on April 10, 2022 and underlying shares of common stock were released for settlement. |
| 5 | Derivative | Restricted Stock Units | 2022-04-10 | M | D | 50,000 | $0.00 | 0 | D | — · — to — | 50,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F3) RSUs were granted and previously reported on a Form 4 filed April 12, 2017; 50,000 RSUs vested on April 10, 2022 and underlying shares of common stock were released for settlement. |
| 6 | Derivative | Restricted Stock Units | 2022-04-10 | M | D | 5,000 | $0.00 | 0 | D | — · — to — | 5,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F2) RSUs were granted and previously reported on a Form 4 filed April 12, 2017; 5,000 RSUs vested on April 10, 2022 and underlying shares of common stock were released for settlement. |