Form 4 for KTOS KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Accepted 2023-04-06 00:00:00 ET · period of report 2023-04-04 · accession 0001695434-23-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-04-06 | 2023-04-04+ | KTOS | Fendley Steven S. | Pres, US Division | M - OptEx | $0.00 | +16.7K | 376.9K | +5% | $0 |
| DM | 2023-04-06 | 2023-04-04+ | KTOS | Fendley Steven S. | Pres, US Division | F - Tax | $12.98 | -6,314 | 363.5K | -2% | -$82.0K |
| DM | 2023-04-06 | 2023-04-04+ | KTOS | Fendley Steven S. | Pres, US Division | M - OptEx | $0.00 | -16.7K | 6,666 | -71% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-04 | M | A | 3,334 | $0.00 | 364,816 | D | — | — | (F2) RSUs were granted and previously reported on a Form 4 filed April 6, 2022, where 10,000 RSUs vest ratably on each of the first three anniversaries of the April 4, 2022 date of grant. (F5) Includes approximately 597 shares held through Issuer's 401(k) Plan. |
| 2 | Common | Common Stock | 2023-04-05 | F | D | 5,021 | $12.90 | 371,835 | D | — | — | (F4) Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. (F5) Includes approximately 597 shares held through Issuer's 401(k) Plan. |
| 3 | Common | Common Stock | 2023-04-05 | M | A | 13,333 | $0.00 | 376,856 | D | — | — | (F3) RSUs were granted and previously reported on a Form 4 filed April 8, 2021, where 40,000 RSUs vest ratably on each of the first three anniversaries of the April 5, 2021 date of grant. Of these RSUs, 13,333 shares of the underlying common stock were released for settlement on April 5, 2023. (F5) Includes approximately 597 shares held through Issuer's 401(k) Plan. |
| 4 | Common | Common Stock | 2023-04-04 | F | D | 1,293 | $13.29 | 363,523 | D | — | — | (F4) Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4. (F5) Includes approximately 597 shares held through Issuer's 401(k) Plan. |
| 5 | Derivative | Restricted Stock Units | 2023-04-05 | M | D | 13,333 | $0.00 | 13,333 | D | — · — to — | 13,333 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F3) RSUs were granted and previously reported on a Form 4 filed April 8, 2021, where 40,000 RSUs vest ratably on each of the first three anniversaries of the April 5, 2021 date of grant. Of these RSUs, 13,333 shares of the underlying common stock were released for settlement on April 5, 2023. |
| 6 | Derivative | Restricted Stock Units | 2023-04-04 | M | D | 3,334 | $0.00 | 6,666 | D | — · — to — | 3,334 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F2) RSUs were granted and previously reported on a Form 4 filed April 6, 2022, where 10,000 RSUs vest ratably on each of the first three anniversaries of the April 4, 2022 date of grant. |