Form 4 for KTOS KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
Accepted 2023-07-11 00:00:00 ET · period of report 2023-07-09 · accession 0001695434-23-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-07-11 | 2023-07-09 | KTOS | Fendley Steven S. | Pres, US Division | M - OptEx | $0.00 | +5,000 | 352.1K | +1% | $0 |
| D | 2023-07-11 | 2023-07-09 | KTOS | Fendley Steven S. | Pres, US Division | F - Tax | $13.44 | -1,967 | 350.2K | -0.6% | -$26.4K |
| D | 2023-07-11 | 2023-07-09 | KTOS | Fendley Steven S. | Pres, US Division | M - OptEx | $0.00 | -5,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-09 | M | A | 5,000 | $0.00 | 352,143 | D | — | — | (F2) RSUs were granted and previously reported on a Form 4 filed July 10, 2018, where 25,000 RSUs vest 20% on each of the first five anniversaries of the July 9, 2018 date of grant. (F4) Includes approximately 905 shares held through Issuer's 401(k) Plan. |
| 2 | Common | Common Stock | 2023-07-09 | F | D | 1,967 | $13.44 | 350,176 | D | — | — | (F3) Shares withheld in a net transaction to satisfy the tax liability, in accordance with Issuer's trading policies, in connection with shares vested as reported in this Form 4. (F4) Includes approximately 905 shares held through Issuer's 401(k) Plan. |
| 3 | Derivative | Restricted Stock Units | 2023-07-09 | M | D | 5,000 | $0.00 | 0 | D | — · — to — | 5,000 Common Stock | (F1) Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. (F2) RSUs were granted and previously reported on a Form 4 filed July 10, 2018, where 25,000 RSUs vest 20% on each of the first five anniversaries of the July 9, 2018 date of grant. |