Form 4 for SMA SmartStop Self Storage REIT, Inc.
Accepted 2025-04-03 00:00:00 ET · period of report 2025-04-01 · accession 0001695638-25-000003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2025-04-03 | 2025-04-02 | SMA | Terjung Michael O | CAO | P - Purchase | $30.00 | +6,000 | 6,000 | New | +$180.0K |
| DM | 2025-04-03 | 2025-04-01+ | SMA | Terjung Michael O | CAO | A - Grant | $0.00 | +29.3K | 9,424 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-04-02 | P | A | 6,000 | $30.00 | 6,000 | D | — | — | (F1) Represents 6,000 shares of common stock acquired pursuant to a directed share program in connection with the Issuer's underwritten public offering, which shares were purchased at the public offering price. |
| 2 | Derivative | Long- Term Incentive Plan Units | 2025-04-01 | A | A | 19,895 | $0.00 | 19,895 | D | $0.00 · — to — | 19,895 Class A Common Stock | (F4) Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of the Issuer's Class A Common Stock on a one-for-one basis or the cash value of such shares. (F5) Represents 19,895 LTIP Units issued to the Reporting Person pursuant to the Issuer's incentive plan, which LTIP Units vest ratably over four years commencing on the first anniversary of the issuance thereof, subject to the Reporting Person's continued employment or service through each vesting date. |
| 3 | Derivative | Long- Term Incentive Plan Units | 2025-04-02 | A | A | 9,424 | $0.00 | 9,424 | D | $0.00 · — to — | 9,424 Class A Common Stock | (F4) Represents long-term incentive plan units ("LTIP Units") of SmartStop OP, L.P., the Issuer's operating partnership (the "Operating Partnership"). Vested LTIP Units are convertible into Class A common units of the Operating Partnership ("Class A Common Units"). Class A Common Units are redeemable by the holder for, at the election of the Issuer, shares of the Issuer's Class A Common Stock on a one-for-one basis or the cash value of such shares. (F6) Represents 9,424 LTIP Units issued to the Reporting Person pursuant to the Issuer's incentive plan, which LTIP Units vest ratably over four years commencing on the first anniversary of the issuance thereof, subject to the Reporting Person's continued employment or service through each vesting date. |