Form 4 for AB ALLIANCEBERNSTEIN HOLDING L.P.
Accepted 2021-12-03 00:00:00 ET · period of report 2021-12-01 · accession 0001698316-21-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-12-03 | 2021-12-01 | AB | Burke Kate C | COO, Head of Private Wealth | F - Tax | $50.79 | -10.7K | 203.9K | -5% | -$542.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | AB Holding Units | 2021-12-01 | F | D | 10,678 | $50.79 | 203,948 | I by rabbi trust under employee incentive compensation plan | — | — | (F1) Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") (F2) On December 1, 2021, 27,237 AB Holding Units previously owned by the Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 10,678 AB Holding Units were withheld for tax purposes and 16,559 AB Holding Units were delivered to her. (F3) Closing price of an AB Holding Unit (NYSE: AB) on the vesting date (December 1, 2021). |