Form 4 for CIEN Ciena
Accepted 2021-12-22 00:00:00 ET · period of report 2021-12-20 · accession 0001699193-21-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2021-12-22 | 2021-12-20 | CIEN | Phipps Jason | SVP Gbl Sales, Marketing | F - Tax | $74.48 | -17.8K | 123.2K | -13% | -$1.32M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-20 | F | D | 679 | $74.48 | 127,460 | D | — | — | (F1) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/17/2019. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/19/2019. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 2 | Common | Common Stock | 2021-12-20 | F | D | 993 | $74.48 | 126,467 | D | — | — | (F3) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 3 | Common | Common Stock | 2021-12-20 | F | D | 1,985 | $74.48 | 124,482 | D | — | — | (F3) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/17/2019. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/18/2020. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 4 | Common | Common Stock | 2021-12-20 | F | D | 675 | $74.48 | 123,807 | D | — | — | (F4) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/12/2017. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/14/2017. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 5 | Common | Common Stock | 2021-12-20 | F | D | 1,728 | $74.48 | 110,387 | D | — | — | (F6) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 6 | Common | Common Stock | 2021-12-20 | F | D | 2,679 | $74.48 | 120,570 | D | — | — | (F6) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a performance stock unit (PSU) award agreement dated 12/16/2020. The earning of the PSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 7 | Common | Common Stock | 2021-12-20 | F | D | 613 | $74.48 | 119,957 | D | — | — | (F7) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/18/2018. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/20/2018. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 8 | Common | Common Stock | 2021-12-20 | F | D | 7,842 | $74.48 | 112,115 | D | — | — | (F8) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a market stock unit (MSU) award agreement dated 12/18/2018. The earning of the MSU was previously reported on Table I of the reporting person's Form 4 on 12/16/2021. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |
| 9 | Common | Common Stock | 2021-12-20 | F | D | 558 | $74.48 | 123,249 | D | — | — | (F5) Represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (RSU) award agreement dated 12/16/2020. Acquisition of the RSU was previously reported in Table I of the reporting person's Form 4 on 12/18/2020. (F2) Shares reported include unvested Restricted Stock Units (RSUs) and Performance Stock Units (PSUs). |