Form 4 for ROKU ROKU, INC
Accepted 2026-03-04 00:00:00 ET · period of report 2026-03-02 · accession 0001699291-26-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-03-04 | 2026-03-02 | ROKU | Handman Christopher T. | SVP, GC | M - OptEx | $0.00 | +11.9K | 11.9K | New | $0 |
| D | 2026-03-04 | 2026-03-03 | ROKU | Handman Christopher T. | SVP, GC | S - Sale+OE | $95.57 | -2,999 | 2,999 | -50% | -$286.6K |
| D | 2026-03-04 | 2026-03-02 | ROKU | Handman Christopher T. | SVP, GC | F - Tax | $98.09 | -5,900 | 5,998 | -50% | -$578.7K |
| D | 2026-03-04 | 2026-03-02 | ROKU | Handman Christopher T. | SVP, GC | M - OptEx | $0.00 | -11.9K | 83.3K | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-03-02 | M | A | 11,898 | $0.00 | 11,898 | D | — | — | |
| 2 | Common | Class A Common Stock | 2026-03-03 | S | D | 2,999 | $95.57 | 2,999 | D | — | — | (F2) Shares sold pursuant to Mr. Handman's 10b5-1 plan. |
| 3 | Common | Class A Common Stock | 2026-03-02 | F | D | 5,900 | $98.09 | 5,998 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 2, 2026. |
| 4 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 11,898 | $0.00 | 83,288 | D | — · — to — | 11,898 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in eight substantially equal quarterly installments. The first installment vested on March 1, 2026 (or the next business day). |