Form 4 for BKR Baker Hughes
Accepted 2021-12-17 00:00:00 ET · period of report 2021-12-15 · accession 0001701605-21-000126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-12-17 | 2021-12-15 | BKR | RICE JOHN G | Dir | M - OptEx | — | +12.5K | 40.2K | +45% | — |
| D | 2021-12-17 | 2021-12-15 | BKR | RICE JOHN G | Dir | M - OptEx | — | -12.5K | 0 | -100% | — |
| D | 2021-12-17 | 2021-12-15 | BKR | RICE JOHN G | Dir | A - Grant | — | +4,702 | 4,702 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2021-12-15 | M | A | 12,500 | — | 40,233 | D | — | — | (F1) Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. |
| 2 | Derivative | Restricted Stock Unit D 5_20 | 2021-12-15 | M | D | 12,500 | — | 0 | D | — · 2021-05-14 to 2021-05-14 | 12,500 Class A Common Stock | (F1) Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. (F2) The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until December 15, 2021. |
| 3 | Derivative | Deferred Stock Unit 21 | 2021-12-15 | A | A | 4,702 | — | 4,702 | D | — · — to — | 4,702 Class A Common Stock | (F3) Each Deferred Stock Unit represents a right to receive one share of Class A common Stock of the Issuer. (F4) Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2021 retainer fees in stock and defer delivery of the shares until the date the reporting person ceases to serve as a director. |