Form 4 for BKR Baker Hughes
Accepted 2022-02-01 00:00:00 ET · period of report 2022-01-28 · accession 0001701605-22-000039 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-02-01 | 2022-01-28+ | BKR | Ukpong Uwem | EVP, Regions, Alliances | M - OptEx | $22.98 | +94.7K | 137.4K | +222% | +$2.18M |
| D | 2022-02-01 | 2022-01-31 | BKR | Ukpong Uwem | EVP, Regions, Alliances | S - Sale+OE | $27.22 | -78.5K | 58.9K | -57% | -$2.14M |
| D | 2022-02-01 | 2022-01-28 | BKR | Ukpong Uwem | EVP, Regions, Alliances | F - Tax | $27.16 | -4,128 | 58.9K | -7% | -$112.1K |
| DM | 2022-02-01 | 2022-01-28+ | BKR | Ukpong Uwem | EVP, Regions, Alliances | M - OptEx | $0.00 | -94.7K | 32.4K | -75% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-01-28 | M | A | 16,181 | — | 62,902.85 | D | — | — | (F1) Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. |
| 2 | Common | Class A Common Stock | 2022-01-31 | S | D | 78,492 | $27.22 | 58,921.55 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.57 to $27.77, inclusive. Details on the number of shares sold at each separate price will be provided to the staff of the Securities and Exchange Commission upon request. |
| 3 | Common | Class A Common Stock | 2022-01-31 | M | A | 78,492 | $22.98 | 137,413.55 | D | — | — | |
| 4 | Common | Class A Common Stock | 2022-01-28 | F | D | 4,128 | $27.16 | 58,921.55 | D | — | — | (F2) Includes 146.6993 shares purchased through the Baker Hughes Company Employee Stock Purchase Plan. |
| 5 | Derivative | Stock Option (Right to Buy) | 2022-01-31 | M | D | 78,492 | $0.00 | 0 | D | $22.98 · — to 2029-01-23 | 78,492 Class A Common Stock | (F5) The stock option vests in three equal annual installments beginning one year from the date of grant. |
| 6 | Derivative | Restricted Stock Unit 01_21 | 2022-01-28 | M | D | 16,181 | $0.00 | 32,362 | D | — · — to — | 16,181 Class A Common Stock | (F1) Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. (F4) The restricted stock unit vests in three equal annual installments beginning one year from the date of grant. |