Form 4 for BKR Baker Hughes
Accepted 2023-01-03 00:00:00 ET · period of report 2022-12-30 · accession 0001701605-23-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-03 | 2022-12-30 | BKR | EBEL GREGORY L | Dir | M - OptEx | $0.00 | +32.3K | 41.5K | +352% | $0 |
| DM | 2023-01-03 | 2022-12-30 | BKR | EBEL GREGORY L | Dir | M - OptEx | $0.00 | -32.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-12-30 | M | A | 7,840 | $0.00 | 21,990 | D | — | — | |
| 2 | Common | Class A Common Stock | 2022-12-30 | M | A | 12,500 | $0.00 | 34,490 | D | — | — | |
| 3 | Common | Class A Common Stock | 2022-12-30 | M | A | 4,977 | $0.00 | 46,439 | D | — | — | |
| 4 | Common | Class A Common Stock | 2022-12-30 | M | A | 6,972 | $0.00 | 41,462 | D | — | — | |
| 5 | Derivative | Restricted Stock Unit D 05_22 | 2022-12-30 | M | D | 4,977 | $0.00 | 0 | D | — · 2022-05-17 to 2022-05-17 | 4,977 Class A Common Stock | (F1) Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. (F3) This is a grant of restricted stock units that vests immediately on the date of grant. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. |
| 6 | Derivative | Restricted Stock Unit D 5_20 | 2022-12-30 | M | D | 12,500 | $0.00 | 0 | D | — · 2021-05-14 to 2021-05-14 | 12,500 Class A Common Stock | (F1) Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. (F2) The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. |
| 7 | Derivative | Restricted Stock Unit D 5_21 | 2022-12-30 | M | D | 6,972 | $0.00 | 0 | D | — · 2022-05-14 to 2022-05-14 | 6,972 Class A Common Stock | (F1) Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. (F2) The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. |
| 8 | Derivative | Restricted Stock Unit D 5 19 | 2022-12-30 | M | D | 7,840 | $0.00 | 0 | D | — · 2020-05-10 to 2020-05-10 | 7,840 Class A Common Stock | (F1) Each restricted stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. (F2) The restricted stock units vest on the first anniversary of the grant date. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the shares until the date the reporting person ceases to serve as a director which occurred on 12/31/2022 as previously announced. |