Form 4 for BKR Baker Hughes
Accepted 2024-12-18 00:00:00 ET · period of report 2024-12-16 · accession 0001701605-24-000149 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-12-18 | 2024-12-16 | BKR | RICE JOHN G | Dir | M - OptEx | — | +9,680 | 60.9K | +19% | — |
| DM | 2024-12-18 | 2024-12-16 | BKR | RICE JOHN G | Dir | M - OptEx | — | -9,680 | 0 | -100% | — |
| D | 2024-12-18 | 2024-12-16 | BKR | RICE JOHN G | Dir | A - Grant | — | +3,303 | 3,303 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2024-12-16 | M | A | 6,377 | — | 67,315 | D | — | — | (F1) Each restricted stock unit and each deferred stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. |
| 2 | Common | Class A Common Stock | 2024-12-16 | M | A | 3,303 | — | 60,938 | D | — | — | (F1) Each restricted stock unit and each deferred stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. |
| 3 | Derivative | Restricted Stock Unit 5_23 | 2024-12-16 | M | D | 6,377 | — | 0 | D | — · 2024-12-16 to 2024-12-16 | 6,377 Class A Common Stock | (F1) Each restricted stock unit and each deferred stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. (F3) The restricted stock units vested immediately on the date of grant. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to defer delivery of the restricted stock units to December 15, 2024, at which time the restricted stock units settled in shares of Class A Common Stock. |
| 4 | Derivative | Deferred Stock Unit 12_2024 | 2024-12-16 | M | D | 3,303 | — | 0 | D | — · 2024-12-16 to 2024-12-16 | 3,303 Class A Common Stock | (F1) Each restricted stock unit and each deferred stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. (F2) The deferred stock units vested immediately on the date of grant, December 16, 2024. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2024 retainer fees in stock and to defer delivery of the shares to December 15, 2024, at which time the deferred stock units settled in shares of Class A Common Stock. |
| 5 | Derivative | Deferred Stock Unit 12_2024 | 2024-12-16 | A | A | 3,303 | — | 3,303 | D | — · 2024-12-16 to 2024-12-16 | 3,303 Class A Common Stock | (F1) Each restricted stock unit and each deferred stock unit represents a right to receive without payment one share of Class A Common Stock of the Issuer. (F2) The deferred stock units vested immediately on the date of grant, December 16, 2024. Pursuant to the Issuer's Director Deferral Plan, the reporting person elected to receive their 2024 retainer fees in stock and to defer delivery of the shares to December 15, 2024, at which time the deferred stock units settled in shares of Class A Common Stock. |