Form 4 for SMPL Simply Good Foods Co
Accepted 2021-11-10 00:00:00 ET · period of report 2021-11-08 · accession 0001702744-21-000138 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-10 | 2021-11-08 | SMPL | Matthews Timothy Allen | VP, CAO, Ctrl | A - Grant | $0.00 | +2,311 | 9,750 | +31% | $0 |
| D | 2021-11-10 | 2021-11-08 | SMPL | Matthews Timothy Allen | VP, CAO, Ctrl | F - Tax | $40.88 | -1,604 | 8,146 | -16% | -$65.6K |
| D | 2021-11-10 | 2021-11-08 | SMPL | Matthews Timothy Allen | VP, CAO, Ctrl | A - Grant | $0.00 | +2,033 | 2,033 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-08 | A | A | 2,311 | $0.00 | 9,750 | D | — | — | (F1) Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three substantially equal annual installments beginning on November 8, 2022, subject to the reporting person's continuous service with the issuer as of each vesting date. |
| 2 | Common | Common Stock | 2021-11-08 | F | D | 1,604 | $40.88 | 8,146 | D | — | — | |
| 3 | Derivative | Options to Purchase Common Stock | 2021-11-08 | A | A | 2,033 | $0.00 | 2,033 | D | $40.88 · — to 2031-11-08 | 2,033 Common Stock | (F3) The stock options vest in three substantially equal annual installments beginning on November 8, 2022, subject to the reporting person's continuous service with the issuer as of each vesting date. |