Form 4 for SMPL Simply Good Foods Co
Accepted 2021-12-30 00:00:00 ET · period of report 2021-12-28 · accession 0001702744-21-000147 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-12-30 | 2021-12-28+ | SMPL | SCALZO JOSEPH | CEO, Pres, Dir | M - OptEx | $12.00 | +100.0K | 67.7K | New | +$1.20M |
| DM | 2021-12-30 | 2021-12-28+ | SMPL | SCALZO JOSEPH | CEO, Pres, Dir | S - Sale+OE | $41.71 | -100.0K | 45.6K | -69% | -$4.17M |
| DM | 2021-12-30 | 2021-12-28+ | SMPL | SCALZO JOSEPH | CEO, Pres, Dir | M - OptEx | $12.00 | -100.0K | 1.10M | -8% | -$1.20M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-28 | M | A | 77,823 | $12.00 | 123,378 | D | — | — | (F1) The shares reported were acquired by the Reporting Person from exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on 8/16/2021. |
| 2 | Common | Common Stock | 2021-12-29 | S | D | 22,177 | $41.76 | 45,555 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.50 to $42.03, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| 3 | Common | Common Stock | 2021-12-29 | M | A | 22,177 | $12.00 | 67,732 | D | — | — | (F1) The shares reported were acquired by the Reporting Person from exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on 8/16/2021. |
| 4 | Common | Common Stock | 2021-12-28 | S | D | 77,823 | $41.69 | 45,555 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $41.50 to $42.02, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| 5 | Derivative | Options to Purchase Common Stock | 2021-12-28 | M | D | 77,823 | $12.00 | 1,122,177 | D | $12.00 · — to 2027-07-14 | 77,823 Common Stock | (F4) The stock options vested in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested. |
| 6 | Derivative | Options to Purchase Common Stock | 2021-12-29 | M | D | 22,177 | $12.00 | 1,100,000 | D | $12.00 · — to 2027-07-14 | 22,177 Common Stock | (F4) The stock options vested in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested. |