Form 4 for SMPL Simply Good Foods Co
Accepted 2022-04-20 00:00:00 ET · period of report 2022-04-19 · accession 0001702744-22-000032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-20 | 2022-04-19 | SMPL | SCALZO JOSEPH | CEO, Pres, Dir | M - OptEx | $12.00 | +100.0K | 145.6K | +220% | +$1.20M |
| D | 2022-04-20 | 2022-04-19 | SMPL | SCALZO JOSEPH | CEO, Pres, Dir | S - Sale+OE | $44.69 | -100.0K | 45.6K | -69% | -$4.47M |
| D | 2022-04-20 | 2022-04-19 | SMPL | SCALZO JOSEPH | CEO, Pres, Dir | M - OptEx | $12.00 | -100.0K | 1.00M | -9% | -$1.20M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-19 | M | A | 100,000 | $12.00 | 145,555 | D | — | — | (F1) The shares reported were acquired by the Reporting Person from exercising a stock option pursuant to Rule 10b5-1 Trading Plan. The purchase and sale reported on this Form 4 was completed pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on 8/16/2021. |
| 2 | Common | Common Stock | 2022-04-19 | S | D | 100,000 | $44.69 | 45,555 | D | — | — | (F2) This transaction was effective pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 8/16/2021. The Rule 10b5-1 trading plan, which was structured to include several sale periods, was established as part of the Reporting Person's long-term strategy for asset diversification and financial, retirement, estate and tax planning activities over a period of time. (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $44.50 to $45.03, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. |
| 3 | Derivative | Options to Purchase Common Stock | 2022-04-19 | M | D | 100,000 | $12.00 | 1,000,000 | D | $12.00 · — to 2027-07-14 | 100,000 Common Stock | (F4) The stock options vested in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested. |