Form 4 for SMPL Simply Good Foods Co
Accepted 2022-11-10 00:00:00 ET · period of report 2022-11-08 · accession 0001702744-22-000092 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-10 | 2022-11-08 | SMPL | Zink Linda | CMO | F - Tax | $38.61 | -667 | 26.1K | -2% | -$25.8K |
| DM | 2022-11-10 | 2022-11-08 | SMPL | Zink Linda | CMO | A - Grant | $0.00 | +15.5K | 27.9K | +125% | $0 |
| D | 2022-11-10 | 2022-11-08 | SMPL | Zink Linda | CMO | A - Grant | $0.00 | +6,246 | 6,246 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-08 | F | D | 667 | $38.61 | 26,110 | D | — | — | (F1) Represents shares withheld by the Issuer to cover the tax withholding obligations upon the vesting of restricted stock units. |
| 2 | Common | Common Stock | 2022-11-08 | A | A | 10,964 | $0.00 | 41,600 | D | — | — | (F4) Represents restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest on the second anniversary of the grant date, subject to the reporting person's continued service with the issuer as of the vesting date. |
| 3 | Common | Common Stock | 2022-11-08 | A | A | 2,741 | $0.00 | 30,636 | D | — | — | (F3) Represents time-based restricted stock units ("RSUs") granted under the issuer's 2017 Omnibus Incentive Plan. Each RSU represents the contingent right to receive one share of the issuer's common stock. The RSUs vest in three substantially equal annual installments beginning on November 8, 2023, subject to the reporting person's continuous service with the issuer as of each vesting date. |
| 4 | Common | Common Stock | 2022-11-08 | A | A | 1,785 | $0.00 | 27,895 | D | — | — | (F2) Represents the net shares of common stock acquired by the Reporting Person upon the vesting of performance-based restricted stock units ("PSUs") granted on November 8, 2019 under the issuer's 2017 Omnibus Incentive Plan. |
| 5 | Derivative | Options to Purchase Common Stock | 2022-11-08 | A | A | 6,246 | $0.00 | 6,246 | D | $38.61 · — to 2032-11-08 | 6,246 Common Stock | (F5) The stock options vest in three substantially equal annual installments beginning on November 8, 2023, subject to the reporting person's continuous service with the issuer as of each vesting date. |