Form 4 for SMPL Simply Good Foods Co
Accepted 2024-11-12 00:00:00 ET · period of report 2024-11-08 · accession 0001702744-24-000119 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-11-12 | 2024-11-12 | SMPL | SCALZO JOSEPH | Dir | M - OptEx | $12.00 | +147.2K | 288.6K | +104% | +$1.77M |
| D | 2024-11-12 | 2024-11-08 | SMPL | SCALZO JOSEPH | Dir | A - Grant | $0.00 | +4,609 | 141.4K | +3% | $0 |
| DM | 2024-11-12 | 2024-11-08+ | SMPL | SCALZO JOSEPH | Dir | S - Sale+OE | $36.85 | -149.6K | 141.4K | -51% | -$5.51M |
| D | 2024-11-12 | 2024-11-12 | SMPL | SCALZO JOSEPH | Dir | M - OptEx | $12.00 | -147.2K | 588.8K | -20% | -$1.77M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-11-12 | M | A | 147,200 | $12.00 | 288,639 | D | — | — | |
| 2 | Common | Common Stock | 2024-11-08 | A | A | 4,609 | $0.00 | 141,439 | D | — | — | (F2) Represents the net shares of common stock acquired by the Reporting Person upon the vesting of performance-based restricted stock units ("PSUs") granted under the issuer's 2017 Omnibus Incentive Plan. |
| 3 | Common | Common Stock | 2024-11-08 | S | D | 2,374 | $36.23 | 136,830 | D | — | — | (F1) Represents shares withheld by the Issuer to cover the tax withholding obligations upon the vesting of restricted stock units. |
| 4 | Common | Common Stock | 2024-11-12 | S | D | 147,200 | $36.86 | 141,439 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $36.64 to $37.14, inclusive. The reporting person undertakes to provide to the issuer, any stockholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Derivative | Options to Purchase Common Stock | 2024-11-12 | M | D | 147,200 | $12.00 | 588,800 | D | $12.00 · — to 2027-07-14 | 147,200 Common Stock | (F4) The stock options vested in three substantially equal annual installments beginning on July 14, 2018. As a result, these stock options are fully vested. |