Form 4 for ADT ADT Inc.
Accepted 2023-01-18 00:00:00 ET · period of report 2023-01-17 · accession 0001703056-23-000037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-18 | 2023-01-17 | ADT | Bresingham Daniel | EVP, Commercial | S - Sale+OE | $9.60 | -258.0K | 1.78M | -13% | -$2.48M |
| D | 2023-01-18 | 2023-01-17 | ADT | Bresingham Daniel | EVP, Commercial | M - OptEx | $5.27 | +100.0K | 2.03M | +5% | +$527.0K |
| D | 2023-01-18 | 2023-01-17 | ADT | Bresingham Daniel | EVP, Commercial | M - OptEx | $0.00 | -100.0K | 1.16M | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-17 | S | D | 100,000 | $9.60 | 1,934,073.50 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.78, inclusive. The reporting person undertakes to provide to ADT, any security holder of ADT, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | Common Stock | 2023-01-17 | M | A | 100,000 | $5.27 | 2,034,073.50 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-17 | S | D | 157,959 | $9.60 | 1,776,114.50 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.78, inclusive. The reporting person undertakes to provide to ADT, any security holder of ADT, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 4 | Derivative | Stock Options | 2023-01-17 | M | D | 100,000 | $0.00 | 1,161,070 | D | $5.27 · — to 2030-03-09 | 100,000 Common Stock | (F3) Reflects the exercise of vested stock options from the one-time special equity award of stock options issued on March 9, 2020, which vested in part on each of March 9, 2021 and March 9, 2022. |