Form 4 for FNKO Funko, Inc.
Accepted 2024-02-29 00:00:00 ET · period of report 2024-02-27 · accession 0001704711-24-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-29 | 2024-02-28 | FNKO | Nave Steve | CFO, COO | S - Sale+OE | $7.08 | -6,352 | 65.9K | -9% | -$45.0K |
| D | 2024-02-29 | 2024-02-27 | FNKO | Nave Steve | CFO, COO | M - OptEx | $0.00 | +16.7K | 72.2K | +30% | $0 |
| D | 2024-02-29 | 2024-02-27 | FNKO | Nave Steve | CFO, COO | M - OptEx | $0.00 | -16.7K | 50.2K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2024-02-28 | S | D | 6,352 | $7.08 | 65,883 | D | — | — | (F2) Shares were sold to cover taxes upon the vesting of restricted stock units on February 27, 2024 pursuant to a sell to cover instruction. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.99 to $7.13, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 2 | Common | CLASS A COMMON STOCK | 2024-02-27 | M | A | 16,735 | $0.00 | 72,235 | D | — | — | (F1) Restricted stock units convert into Class A Common Stock on a one-for-one basis. |
| 3 | Derivative | Restricted Stock Units | 2024-02-27 | M | D | 16,735 | $0.00 | 50,207 | D | — · — to — | 16,735 CLASS A COMMON STOCK | (F1) Restricted stock units convert into Class A Common Stock on a one-for-one basis. (F4) On March 6, 2023, the Reporting Person was granted 66,942 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of February 27, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |