Form 4 for FNKO Funko, Inc.
Accepted 2024-03-08 00:00:00 ET · period of report 2024-03-06 · accession 0001704711-24-000019 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-03-08 | 2024-03-06+ | FNKO | Perlmutter Andrew Mark | Pres, Dir | M - OptEx | $0.00 | +18.6K | 336.3K | +6% | $0 |
| DM | 2024-03-08 | 2024-03-06+ | FNKO | Perlmutter Andrew Mark | Pres, Dir | M - OptEx | $0.00 | -18.6K | 17.9K | -51% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2024-03-06 | M | A | 9,668 | $0.00 | 327,295 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| 2 | Common | CLASS A COMMON STOCK | 2024-03-08 | M | A | 8,957 | $0.00 | 336,252 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F2) The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| 3 | Derivative | Restricted Stock Units | 2024-03-06 | M | D | 9,668 | $0.00 | 29,004 | D | — · — to — | 9,668 CLASS A COMMON STOCK | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F3) On March 6, 2023, the reporting person was granted 38,672 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| 4 | Derivative | Restricted Stock Units | 2024-03-08 | M | D | 8,957 | $0.00 | 17,915 | D | — · — to — | 8,957 CLASS A COMMON STOCK | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F4) On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |