Form 4 for FNKO Funko, Inc.
Accepted 2024-04-02 00:00:00 ET · period of report 2024-03-29 · accession 0001704711-24-000035 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-02 | 2024-03-29 | FNKO | Le Pendeven Yves | Acting CFO | M - OptEx | $0.00 | +15.0K | 32.1K | +88% | $0 |
| D | 2024-04-02 | 2024-03-29 | FNKO | Le Pendeven Yves | Acting CFO | M - OptEx | $0.00 | -15.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2024-03-29 | M | A | 15,000 | $0.00 | 32,117 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| 2 | Derivative | Restricted Stock Units | 2024-03-29 | M | D | 15,000 | $0.00 | 0 | D | — · — to — | 15,000 CLASS A COMMON STOCK | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F2) On August 11, 2023, the Reporting Person was granted 15,000 RSUs, vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date. |