Form 4 for FNKO Funko, Inc.
Accepted 2024-04-23 00:00:00 ET · period of report 2024-04-21 · accession 0001704711-24-000048 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-23 | 2024-04-21 | FNKO | Oddie Andrew David | Chief COMMERCIAL Off | M - OptEx | $0.00 | +4,908 | 62.8K | +8% | $0 |
| D | 2024-04-23 | 2024-04-22 | FNKO | Oddie Andrew David | Chief COMMERCIAL Off | S - Sale+OE | $6.21 | -2,353 | 60.5K | -4% | -$14.6K |
| D | 2024-04-23 | 2024-04-21 | FNKO | Oddie Andrew David | Chief COMMERCIAL Off | M - OptEx | $0.00 | -4,908 | 4,909 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2024-04-21 | M | A | 4,908 | $0.00 | 62,829 | D | — | — | (F1) Restricted stock units convert into Class A Common Stock on a one-for-one basis. |
| 2 | Common | CLASS A COMMON STOCK | 2024-04-22 | S | D | 2,353 | $6.21 | 60,476 | D | — | — | (F2) Shares were sold to cover taxes upon the vesting of RSUs on April 21, 2024 pursuant to a Rule 10b5-1 instruction letter entered into in June 2019. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.20 to $6.225, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F4) The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| 3 | Derivative | Restricted Stock Units | 2024-04-21 | M | D | 4,908 | $0.00 | 4,909 | D | — · — to — | 4,908 CLASS A COMMON STOCK | (F1) Restricted stock units convert into Class A Common Stock on a one-for-one basis. (F5) On April 21, 2021, the Reporting Person was granted 19,633 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |