Form 4 for FNKO Funko, Inc.
Accepted 2024-04-23 00:00:00 ET · period of report 2024-04-21 · accession 0001704711-24-000052 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-04-23 | 2024-04-21 | FNKO | Daw Tracy D | CLO | M - OptEx | $0.00 | +2,989 | 61.7K | +5% | $0 |
| D | 2024-04-23 | 2024-04-21 | FNKO | Daw Tracy D | CLO | M - OptEx | $0.00 | -2,989 | 2,989 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2024-04-21 | M | A | 2,989 | $0.00 | 61,659 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F2) The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| 2 | Derivative | Restricted Stock Units | 2024-04-21 | M | D | 2,989 | $0.00 | 2,989 | D | — · — to — | 2,989 CLASS A COMMON STOCK | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F3) On April 21, 2021, the Reporting Person was granted 11,955 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 21, 2021, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |