Form 4 for FNKO Funko, Inc.
Accepted 2024-05-01 00:00:00 ET · period of report 2024-04-29 · accession 0001704711-24-000060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-05-01 | 2024-04-30 | FNKO | Le Pendeven Yves | Acting CFO | S - Sale+OE | $5.95 | -88 | 28.8K | -0.3% | -$523.60 |
| D | 2024-05-01 | 2024-04-29 | FNKO | Le Pendeven Yves | Acting CFO | M - OptEx | $0.00 | +317 | 28.9K | +1% | $0 |
| D | 2024-05-01 | 2024-04-29 | FNKO | Le Pendeven Yves | Acting CFO | M - OptEx | $0.00 | -317 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2024-04-30 | S | D | 88 | $5.95 | 28,848 | D | — | — | (F2) Shares were sold to cover taxes upon the vesting of RSUs on April 29, 2024 pursuant to a Rule 10b5-1 instruction letter entered into in June 2023. |
| 2 | Common | CLASS A COMMON STOCK | 2024-04-29 | M | A | 317 | $0.00 | 28,936 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| 3 | Derivative | Restricted Stock Units | 2024-04-29 | M | D | 317 | $0.00 | 0 | D | — · — to — | 317 CLASS A COMMON STOCK | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F3) On April 29, 2020 the Reporting Person was granted 1,266 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |