Form 4 for FNKO Funko, Inc.
Accepted 2024-06-14 00:00:00 ET · period of report 2024-06-13 · accession 0001704711-24-000108 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-06-14 | 2024-06-13 | FNKO | LUNSFORD MICHAEL C | Dir | M - OptEx | $0.00 | +4,688 | 122.8K | +4% | $0 |
| D | 2024-06-14 | 2024-06-14 | FNKO | LUNSFORD MICHAEL C | Dir | S - Sale+OE | $10.27 | -1,295 | 121.5K | -1% | -$13.3K |
| D | 2024-06-14 | 2024-06-13 | FNKO | LUNSFORD MICHAEL C | Dir | M - OptEx | $0.00 | -4,688 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2024-06-13 | M | A | 4,688 | $0.00 | 122,773 | D | — | — | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis. |
| 2 | Common | CLASS A COMMON STOCK | 2024-06-14 | S | D | 1,295 | $10.27 | 121,478 | D | — | — | (F2) Shares were sold to cover taxes upon the vesting of restricted stock units on June 13, 2024 pursuant to a sell to cover instruction. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.20 to $10.32, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Derivative | Restricted Stock Units | 2024-06-13 | M | D | 4,688 | $0.00 | 0 | D | — · — to — | 4,688 CLASS A COMMON STOCK | (F4) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F5) On June 13, 2023, the Reporting Person was granted 4,688 RSUs, vesting in full on the first anniversary of the grant date, subject to the Reporting Person's continued service with the Issuer through the vesting date. |