Form 4 for FNKO Funko, Inc.
Accepted 2024-09-17 00:00:00 ET · period of report 2024-09-13 · accession 0001704711-24-000142 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-17 | 2024-09-13+ | FNKO | Oddie Andrew David | Chief COMMERCIAL Off | S - Sale+OE | $12.00 | -5,831 | 40.4K | -13% | -$70.0K |
| DM | 2024-09-17 | 2024-09-13+ | FNKO | Oddie Andrew David | Chief COMMERCIAL Off | M - OptEx | $4.01 | +5,831 | 45.9K | +15% | +$23.4K |
| DM | 2024-09-17 | 2024-09-13+ | FNKO | Oddie Andrew David | Chief COMMERCIAL Off | M - OptEx | $0.00 | -5,831 | 33.0K | -15% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2024-09-16 | S | D | 300 | $12.04 | 40,372 | D | — | — | (F1) Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) The total number of Class A Common Stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| 2 | Common | CLASS A COMMON STOCK | 2024-09-16 | M | A | 300 | $4.01 | 40,672 | D | — | — | |
| 3 | Common | CLASS A COMMON STOCK | 2024-09-13 | M | A | 5,531 | $4.01 | 45,903 | D | — | — | |
| 4 | Common | CLASS A COMMON STOCK | 2024-09-13 | S | D | 5,531 | $12.00 | 40,372 | D | — | — | (F1) Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. |
| 5 | Derivative | Option to Purchase Class A Common Stock | 2024-09-16 | M | D | 300 | $0.00 | 32,682 | D | $4.01 · — to 2030-04-29 | 300 CLASS A COMMON STOCK | (F3) Shares were exercised pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F4) The option is fully vested and exercisable. |
| 6 | Derivative | Option to Purchase Class A Common Stock | 2024-09-13 | M | D | 5,531 | $0.00 | 32,982 | D | $4.01 · — to 2030-04-29 | 5,531 CLASS A COMMON STOCK | (F3) Shares were exercised pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F4) The option is fully vested and exercisable. |