Form 4 for FNKO Funko, Inc.
Accepted 2024-09-25 00:00:00 ET · period of report 2024-09-23 · accession 0001704711-24-000146 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-09-25 | 2024-09-23+ | FNKO | Oddie Andrew David | Chief COMMERCIAL Off | M - OptEx | $4.01 | +32.7K | 51.2K | +177% | +$131.1K |
| DM | 2024-09-25 | 2024-09-23+ | FNKO | Oddie Andrew David | Chief COMMERCIAL Off | S - Sale+OE | $12.02 | -32.7K | 40.4K | -45% | -$392.9K |
| DM | 2024-09-25 | 2024-09-23+ | FNKO | Oddie Andrew David | Chief COMMERCIAL Off | M - OptEx | $0.00 | -32.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2024-09-24 | M | A | 21,882 | $4.01 | 62,254 | D | — | — | |
| 2 | Common | CLASS A COMMON STOCK | 2024-09-23 | S | D | 10,800 | $12.03 | 40,372 | D | — | — | (F1) Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Common | CLASS A COMMON STOCK | 2024-09-23 | M | A | 10,800 | $4.01 | 51,172 | D | — | — | |
| 4 | Common | CLASS A COMMON STOCK | 2024-09-24 | S | D | 21,882 | $12.02 | 40,372 | D | — | — | (F1) Shares were sold pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.00 to $12.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. (F4) The total number of Class A Common Stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| 5 | Derivative | Option to Purchase Class A Common Stock | 2024-09-23 | M | D | 10,800 | $0.00 | 21,882 | D | $4.01 · — to 2030-04-29 | 10,800 CLASS A COMMON STOCK | (F5) Shares were exercised pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F6) The option is fully vested and exercisable. |
| 6 | Derivative | Option to Purchase Class A Common Stock | 2024-09-24 | M | D | 21,882 | $0.00 | 0 | D | $4.01 · — to 2030-04-29 | 21,882 CLASS A COMMON STOCK | (F5) Shares were exercised pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 5, 2023 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. (F6) The option is fully vested and exercisable. |