Form 4 for FNKO Funko, Inc.
Accepted 2025-03-14 00:00:00 ET · period of report 2025-03-12 · accession 0001704711-25-000040 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-03-14 | 2025-03-13 | FNKO | Daw Tracy D | CLO | M - OptEx | $0.00 | +27.6K | 29.9K | +1,179% | $0 |
| D | 2025-03-14 | 2025-03-12 | FNKO | Daw Tracy D | CLO | A - Grant | $0.00 | +1,361 | 17.3K | +9% | $0 |
| DM | 2025-03-14 | 2025-03-13 | FNKO | Daw Tracy D | CLO | M - OptEx | $0.00 | -27.6K | 37.8K | -42% | $0 |
| DM | 2025-03-14 | 2025-03-12 | FNKO | Daw Tracy D | CLO | A - Grant | $0.00 | +68.4K | 39.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2025-03-13 | M | A | 15,000 | $0.00 | 44,940 | D | — | — | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F3) The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person. |
| 2 | Common | CLASS A COMMON STOCK | 2025-03-12 | A | A | 1,361 | $0.00 | 17,340 | D | — | — | (F1) Reflects partial vesting of performance conditions associated with a previously awarded performance stock unit. |
| 3 | Common | CLASS A COMMON STOCK | 2025-03-13 | M | A | 12,600 | $0.00 | 29,940 | D | — | — | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| 4 | Derivative | Restricted Stock Units | 2025-03-13 | M | D | 15,000 | $0.00 | 0 | D | — · — to — | 15,000 CLASS A COMMON STOCK | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F6) On March 13, 2024, the Reporting Person was granted 15,000 RSUs vesting in full on March 13, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date. |
| 5 | Derivative | Restricted Stock Units | 2025-03-13 | M | D | 12,600 | $0.00 | 37,800 | D | — · — to — | 12,600 CLASS A COMMON STOCK | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F7) On March 13, 2024, the Reporting Person was granted 50,400 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| 6 | Derivative | Option to Purchase Class A Common Stock | 2025-03-12 | A | A | 29,300 | $0.00 | 29,300 | D | $7.38 · — to 2035-03-12 | 29,300 CLASS A COMMON STOCK | (F5) The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 12, 2025 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| 7 | Derivative | Restricted Stock Units | 2025-03-12 | A | A | 39,069 | $0.00 | 39,069 | D | — · — to — | 39,069 CLASS A COMMON STOCK | (F2) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F4) The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |