Form 4 for FNKO Funko, Inc.
Accepted 2025-05-22 00:00:00 ET · period of report 2025-05-20 · accession 0001704711-25-000078 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-05-22 | 2025-05-20 | FNKO | Williams Cynthia W | CEO, Dir | M - OptEx | $0.00 | +128.4K | 129.1K | +19,193% | $0 |
| DM | 2025-05-22 | 2025-05-21 | FNKO | Williams Cynthia W | CEO, Dir | S - Sale+OE | $3.94 | -47.5K | 32.8K | -59% | -$187.0K |
| DM | 2025-05-22 | 2025-05-20 | FNKO | Williams Cynthia W | CEO, Dir | M - OptEx | $0.00 | -128.4K | 64.2K | -67% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | CLASS A COMMON STOCK | 2025-05-20 | M | A | 32,100 | $0.00 | 46,100 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| 2 | Common | CLASS A COMMON STOCK | 2025-05-21 | S | D | 34,126 | $3.93 | 94,945 | D | — | — | (F2) Shares were sold to cover taxes upon the vesting of RSUs on May 20, 2025 pursuant to a Rule 10b5-1 instruction letter entered into in September 10, 2024. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.83 to $4.005, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Common | CLASS A COMMON STOCK | 2025-05-20 | M | A | 96,302 | $0.00 | 129,071 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. |
| 4 | Common | CLASS A COMMON STOCK | 2025-05-21 | S | D | 13,331 | $3.97 | 32,769 | D | — | — | (F2) Shares were sold to cover taxes upon the vesting of RSUs on May 20, 2025 pursuant to a Rule 10b5-1 instruction letter entered into in September 10, 2024. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.90 to $4.005, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 5 | Derivative | Restricted Stock Units | 2025-05-20 | M | D | 96,302 | $0.00 | 288,906 | D | — · — to — | 96,302 CLASS A COMMON STOCK | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F6) On May 20, 2024, the Reporting Person was granted 385,208 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |
| 6 | Derivative | Restricted Stock Units | 2025-05-20 | M | D | 32,100 | $0.00 | 64,202 | D | — · — to — | 32,100 CLASS A COMMON STOCK | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. (F5) On May 20, 2024, the Reporting Person was granted 96,302 restricted stock units, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date. |