Form 4 for SCHW Charles Schwab Corporation
Accepted 2024-04-18 00:00:00 ET · period of report 2024-04-16 · accession 0001706835-24-000009 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2024-04-18 | 2024-04-16+ | SCHW | Crawford Peter B. | CFO | S - Sale+OE | $72.17 | -11.6K | 60.6K | -16% | -$836.9K |
| D | 2024-04-18 | 2024-04-18 | SCHW | Crawford Peter B. | CFO | M - OptEx | $28.44 | +5,482 | 0 | New | +$155.9K |
| D | 2024-04-18 | 2024-04-18 | SCHW | Crawford Peter B. | CFO | M - OptEx | $0.00 | -5,482 | 5,481 | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-04-18 | S | D | 5,482 | $73.46 | 60,567 | I | — | — | (F2) Reflects the contribution of 5,482 shares received upon exercise of the option to a trust. |
| 2 | Common | Common Stock | 2024-04-16 | S | D | 6,114 | $71.02 | 60,567 | I by Trust | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $71.005 to $71.05. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2024-04-18 | M | A | 5,482 | $28.44 | 0 | D by Trust | — | — | (F2) Reflects the contribution of 5,482 shares received upon exercise of the option to a trust. |
| 4 | Derivative | Nonqualified Stock Option (right to buy) | 2024-04-18 | M | D | 5,482 | $0.00 | 5,481 | D | $28.44 · 2015-11-03 to 2024-11-03 | 5,482 Common Stock | (F3) The option was granted under the company's 2013 Stock Incentive Plan and vested in four annual installments beginning on November 3, 2015. |