Form 4 for HOOD Robinhood Markets
Accepted 2026-09-03 16:43:25 ET · period of report 2026-09-01 · accession 0001707112-26-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-09-03 16:43 | 2026-09-01 | HOOD | Bazzano Dara | CAO | M - OptEx | — | +6,977 | 6,977 | New | — |
| D | 2026-09-03 16:43 | 2026-09-01 | HOOD | Bazzano Dara | CAO | F - Tax | $104.81 | -2,504 | 4,473 | -36% | -$262.4K |
| D | 2026-09-03 16:43 | 2026-09-01 | HOOD | Bazzano Dara | CAO | M - OptEx | $0.00 | -6,977 | 34.8K | -17% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-09-01 | M | A | 6,977 | — | 6,977 | D | — | — | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. |
| 2 | Common | Class A Common Stock | 2026-09-01 | F | D | 2,504 | $104.81 | 4,473 | D | — | — | (F2) Represents shares withheld by Robinhood Markets, Inc. ("Robinhood") to satisfy tax withholding obligations in connection with the vesting and settlement of 6,977 RSUs and does not represent a sale by the Reporting Person. |
| 3 | Derivative | Restricted Stock Units | 2026-09-01 | M | D | 6,977 | $0.00 | 34,805 | D | — · — to — | 6,977 Class A Common Stock | (F1) Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement. (F3) On May 6, 2026, the Reporting Person was granted 41,782 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). Approximately 16.7% of the RSUs subject to the award vested on September 1, 2026, with an additional approximately 16.7% scheduled to vest on each of December 1, 2026, March 1, 2027 and June 1, 2027, followed by an additional approximately 8.3% scheduled to vest on each of September 1, 2027, December 1, 2027, March 1, 2028 and June 1, 2028, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. (F3) On May 6, 2026, the Reporting Person was granted 41,782 RSUs under Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). Approximately 16.7% of the RSUs subject to the award vested on September 1, 2026, with an additional approximately 16.7% scheduled to vest on each of December 1, 2026, March 1, 2027 and June 1, 2027, followed by an additional approximately 8.3% scheduled to vest on each of September 1, 2027, December 1, 2027, March 1, 2028 and June 1, 2028, in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances. |