Form 4 for REGN Regeneron Pharmaceuticals
Accepted 2021-09-15 00:00:00 ET · period of report 2021-09-13 · accession 0001708138-21-000080 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2021-09-15 | 2021-09-13 | REGN | Tessier-Lavigne Marc | Dir | S - Sale+OE | $641.71 | -12.8K | 6,260 | -67% | -$8.18M |
| DM | 2021-09-15 | 2021-09-13 | REGN | Tessier-Lavigne Marc | Dir | M - OptEx | $273.67 | +12.8K | 14.8K | +614% | +$3.49M |
| DM | 2021-09-15 | 2021-09-13 | REGN | Tessier-Lavigne Marc | Dir | M - OptEx | $0.00 | -12.8K | 8,500 | -60% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-13 | S | D | 1,549 | $643.33 | 4,711 | D | — | — | (F9) Represents volume-weighted average price of sales of 1,549 shares of Company stock on September 13, 2021 at prices ranging from $643.01 to $643.86. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price. |
| 2 | Common | Common Stock | 2021-09-13 | S | D | 844 | $644.52 | 3,867 | D | — | — | (F10) Represents volume-weighted average price of sales of 844 shares of Company stock on September 13, 2021 at prices ranging from $644.03 to $644.95. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price. |
| 3 | Common | Common Stock | 2021-09-13 | S | D | 61 | $645.21 | 3,806 | D | — | — | (F11) Represents volume-weighted average price of sales of 61 shares of Company stock on September 13, 2021 at prices ranging from $645.21 to $645.49. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price. |
| 4 | Common | Common Stock | 2021-09-13 | S | D | 354 | $646.24 | 3,452 | D | — | — | (F12) Represents volume-weighted average price of sales of 354 shares of Company stock on September 13, 2021 at prices ranging from $646.04 to $646.76. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price. |
| 5 | Common | Common Stock | 2021-09-13 | S | D | 425 | $647.39 | 3,027 | D | — | — | (F13) Represents volume-weighted average price of sales of 425 shares of Company stock on September 13, 2021 at prices ranging from $647.06 to $647.67. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price. |
| 6 | Common | Common Stock | 2021-09-13 | S | D | 381 | $648.25 | 2,646 | D | — | — | (F14) Represents volume-weighted average price of sales of 381 shares of Company stock on September 13, 2021 at prices ranging from $648.06 to $648.58. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price. |
| 7 | Common | Common Stock | 2021-09-13 | S | D | 124 | $649.35 | 2,522 | D | — | — | (F15) Represents volume-weighted average price of sales of 124 shares of Company stock on September 13, 2021 at prices ranging from $649.27 to $649.43. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price. |
| 8 | Common | Common Stock | 2021-09-13 | S | D | 56 | $650.33 | 2,466 | D | — | — | |
| 9 | Common | Common Stock | 2021-09-13 | S | D | 249 | $651.54 | 2,217 | D | — | — | (F16) Represents volume-weighted average price of sales of 249 shares of Company stock on September 13, 2021 at prices ranging from $651.10 to $651.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price. |
| 10 | Common | Common Stock | 2021-09-13 | S | D | 139 | $652.26 | 2,078 | D | — | — | |
| 11 | Common | Common Stock | 2021-09-13 | M | A | 4,250 | $273.67 | 6,328 | D | — | — | |
| 12 | Common | Common Stock | 2021-09-13 | M | A | 4,250 | $273.67 | 10,578 | D | — | — | |
| 13 | Common | Common Stock | 2021-09-13 | M | A | 4,250 | $273.67 | 14,828 | D | — | — | |
| 14 | Common | Common Stock | 2021-09-13 | S | D | 952 | $641.56 | 7,905 | D | — | — | (F7) Represents volume-weighted average price of sales of 952 shares of Company stock on September 13, 2021 at prices ranging from $641.01 to $641.98. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price. |
| 15 | Common | Common Stock | 2021-09-13 | S | D | 981 | $640.61 | 8,857 | D | — | — | (F6) Represents volume-weighted average price of sales of 981 shares of Company stock on September 13, 2021 at prices ranging from $640.18 to $640.87. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price. |
| 16 | Common | Common Stock | 2021-09-13 | S | D | 1,260 | $639.45 | 9,838 | D | — | — | (F5) Represents volume-weighted average price of sales of 1,260 shares of Company stock on September 13, 2021 at prices ranging from $639.00 to $639.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price. |
| 17 | Common | Common Stock | 2021-09-13 | S | D | 2,098 | $638.46 | 11,098 | D | — | — | (F4) Represents volume-weighted average price of sales of 2,098 shares of Company stock on September 13, 2021 at prices ranging from $638.00 to $638.96. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price. |
| 18 | Common | Common Stock | 2021-09-13 | S | D | 816 | $637.71 | 13,196 | D | — | — | (F3) Represents volume-weighted average price of sales of 816 shares of Company stock on September 13, 2021 at prices ranging from $637.26 to $637.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price. |
| 19 | Common | Common Stock | 2021-09-13 | S | D | 816 | $636.64 | 14,012 | D | — | — | (F2) Represents volume-weighted average price of sales of 816 shares of Company stock on September 13, 2021 at prices ranging from $636.08 to $636.99. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price. |
| 20 | Common | Common Stock | 2021-09-13 | S | D | 1,645 | $642.54 | 6,260 | D | — | — | (F8) Represents volume-weighted average price of sales of 1,645 shares of Company stock on September 13, 2021 at prices ranging from $642.00 to $642.97. Upon request by the Commission staff, the Company, or a security holder of the Company, the reporting person will provide full information regarding the number of shares sold by the reporting person on September 13, 2021 at each separate price. |
| 21 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-09-13 | M | D | 4,250 | $0.00 | 4,250 | D | $273.67 · — to 2024-01-02 | 4,250 Common Stock | (F17) The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant. |
| 22 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-09-13 | M | D | 4,250 | $0.00 | 0 | D | $273.67 · — to 2024-01-02 | 4,250 Common Stock | (F17) The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant. |
| 23 | Derivative | Non-Qualified Stock Option (right to buy) | 2021-09-13 | M | D | 4,250 | $0.00 | 8,500 | D | $273.67 · — to 2024-01-02 | 4,250 Common Stock | (F17) The stock option becomes exercisable in three equal annual installments, commencing one year after the date of grant. |