Form 4 for EQS EQUUS TOTAL RETURN, INC.
Accepted 2025-09-17 00:00:00 ET · period of report 2025-09-16 · accession 0001712543-25-000078 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2025-09-17 | 2025-09-16 | EQS | Hardy John A. | CEO, Dir, 10% | A - Grant | $2.51 | +133.7K | 3.86M | +4% | +$335.5K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-09-16 | A | A | 133,682 | $2.51 | 3,861,706 | I I | — | — | (F1) Represents an award of restricted stock pursuant to the Registrant's 2016 Equity Incentive Plan. (F2) Includes 3,228,024 shares held directly by Benton Capital Inc., a British Columbia Corporation beneficially owned and controlled by the Reporting Person who has authority to execute the same on behalf of Benton Capital Inc. |