Form 4 for ZS Zscaler, Inc.
Accepted 2021-10-01 00:00:00 ET · period of report 2021-09-30 · accession 0001713683-21-000199 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2021-10-01 | 2021-09-30+ | ZS | Sinha Amit | CTO, Pres of R, D, Dir | S - Sale+OE | $263.15 | -4,000 | 46.0K | -8% | -$1.05M |
| DM | 2021-10-01 | 2021-09-30 | ZS | Sinha Amit | CTO, Pres of R, D, Dir | S - Sale+OE | $261.31 | -7,000 | 257.4K | -3% | -$1.83M |
| D | 2021-10-01 | 2021-09-30 | ZS | Sinha Amit | CTO, Pres of R, D, Dir | M - OptEx | $5.93 | +7,000 | 261.3K | +3% | +$41.5K |
| D | 2021-10-01 | 2021-09-30 | ZS | Sinha Amit | CTO, Pres of R, D, Dir | M - OptEx | $0.00 | -7,000 | 43.3K | -14% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-01 | S | D | 1,828 | $263.17 | 46,000 | I | — | — | |
| 2 | Common | Common Stock | 2021-09-30 | S | D | 2,896 | $262.30 | 254,460 | D | — | — | (F1) The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 29, 2020. (F5) The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $261.88 to $262.80, inclusive. |
| 3 | Common | Common Stock | 2021-09-30 | S | D | 208 | $262.97 | 254,252 | D | — | — | (F1) The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 29, 2020. (F6) The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $262.94 to $263.53, inclusive. |
| 4 | Common | Common Stock | 2021-09-30 | S | D | 400 | $263.00 | 47,600 | I | — | — | |
| 5 | Common | Common Stock | 2021-09-30 | S | D | 172 | $263.00 | 47,828 | I | — | — | |
| 6 | Common | Common Stock | 2021-10-01 | S | D | 1,600 | $263.17 | 46,000 | I | — | — | |
| 7 | Common | Common Stock | 2021-09-30 | S | D | 1,296 | $260.33 | 258,956 | D See footnote | — | — | (F1) The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 29, 2020. (F3) The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $259.83 to $260.81, inclusive. (F7) The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Family Incentive Trust |
| 8 | Common | Common Stock | 2021-09-30 | S | D | 1,000 | $259.18 | 260,252 | D See Footnote | — | — | (F1) The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 29, 2020. (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.77 to $259.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4. (F8) The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Education Excellence Trust. |
| 9 | Common | Common Stock | 2021-09-30 | M | A | 7,000 | $5.93 | 261,252 | D See footnote | — | — | (F7) The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Family Incentive Trust |
| 10 | Common | Common Stock | 2021-09-30 | S | D | 1,600 | $261.44 | 257,356 | D See Footnote | — | — | (F1) The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 29, 2020. (F4) The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $260.84 to $261.80, inclusive. (F8) The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Education Excellence Trust. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2021-09-30 | M | D | 7,000 | $0.00 | 43,333 | D | $5.93 · — to 2027-04-10 | 7,000 Common Stock | (F13) One-fourth of the shares subject to the option vest on November 1, 2018 and 1/48 of the shares vest monthly thereafter. |