Form 4 for DNLI Denali Therapeutics Inc.
Accepted 2021-12-30 00:00:00 ET · period of report 2021-12-28 · accession 0001714899-21-000117 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-12-30 | 2021-12-28+ | DNLI | Tessier-Lavigne Marc | Dir | S - Sale | $44.43 | -63.1K | 96.4K | -40% | -$2.81M |
| MI | 2021-12-30 | 2021-10-04 | DNLI | Tessier-Lavigne Marc | Dir | G - Gift | $0.00 | +300.0K | 100.0K | New | $0 |
| 2021-12-30 | 2021-10-04 | DNLI | Tessier-Lavigne Marc | Dir | G - Gift | $0.00 | -300.0K | 2.24M | -12% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-29 | S | D | 10,700 | $43.88 | 85,568 | I The Tessier-Lavigne/Hynes Irrevocable Trust 1 | — | — | (F5) The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $43.50 to $44.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F3) The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 1, for which the Reporting Person serves as trustee. |
| 2 | Common | Common Stock | 2021-12-30 | S | D | 6,002 | $45.31 | 79,648 | I The Tessier-Lavigne/Hynes Irrevocable Trust 3 | — | — | (F16) The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $44.65 to $45.62 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F13) The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 3, for which the Reporting Person serves as trustee. |
| 3 | Common | Common Stock | 2021-12-29 | S | D | 10,704 | $43.88 | 85,650 | I The Tessier-Lavigne/Hynes Irrevocable Trust 3 | — | — | (F15) The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $43.50 to $44.09 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F13) The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 3, for which the Reporting Person serves as trustee. |
| 4 | Common | Common Stock | 2021-12-28 | S | D | 3,646 | $44.37 | 96,354 | I The Tessier-Lavigne/Hynes Irrevocable Trust 3 | — | — | (F14) The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $44.18 to $44.63 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F13) The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 3, for which the Reporting Person serves as trustee. |
| 5 | Common | Common Stock | 2021-10-04 | G | A | 100,000 | $0.00 | 100,000 | I The Tessier-Lavigne/Hynes Irrevocable Trust 3 | — | — | (F1) This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift. (F13) The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 3, for which the Reporting Person serves as trustee. |
| 6 | Common | Common Stock | 2021-12-30 | S | D | 900 | $45.71 | 79,173 | I The Tessier-Lavigne/Hynes Irrevocable Trust 3 | — | — | (F12) The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $45.66 to $45.77 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F13) The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 3, for which the Reporting Person serves as trustee. |
| 7 | Common | Common Stock | 2021-12-30 | S | D | 5,625 | $45.31 | 80,073 | I The Tessier-Lavigne/Hynes Irrevocable Trust 2 | — | — | (F11) The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $44.65 to $45.63 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F8) The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 2, for which the Reporting Person serves as trustee. |
| 8 | Common | Common Stock | 2021-12-29 | S | D | 10,700 | $43.87 | 85,698 | I The Tessier-Lavigne/Hynes Irrevocable Trust 2 | — | — | (F10) The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $43.51 to $44.07 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F8) The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 2, for which the Reporting Person serves as trustee. |
| 9 | Common | Common Stock | 2021-10-04 | G | D | 300,000 | $0.00 | 2,244,370 | D The Tessier-Lavigne/Hynes Irrevocable Trust 1 | — | — | (F1) This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift. (F2) Includes 2,074 restricted stock units. (F3) The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 1, for which the Reporting Person serves as trustee. |
| 10 | Common | Common Stock | 2021-10-04 | G | A | 100,000 | $0.00 | 100,000 | I The Tessier-Lavigne/Hynes Irrevocable Trust 1 | — | — | (F1) This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift. (F3) The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 1, for which the Reporting Person serves as trustee. |
| 11 | Common | Common Stock | 2021-12-28 | S | D | 3,732 | $44.37 | 96,268 | I The Tessier-Lavigne/Hynes Irrevocable Trust 1 | — | — | (F4) The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $44.19 to $44.74 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F3) The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 1, for which the Reporting Person serves as trustee. |
| 12 | Common | Common Stock | 2021-12-30 | S | D | 800 | $45.72 | 78,848 | I | — | — | (F17) The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $45.67 to $45.80 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| 13 | Common | Common Stock | 2021-12-30 | S | D | 3,343 | $45.13 | 82,225 | I The Tessier-Lavigne/Hynes Irrevocable Trust 1 | — | — | (F6) The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $44.42 to $45.41 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F3) The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 1, for which the Reporting Person serves as trustee. |
| 14 | Common | Common Stock | 2021-12-30 | S | D | 3,377 | $45.59 | 78,848 | I The Tessier-Lavigne/Hynes Irrevocable Trust 2 | — | — | (F7) The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $45.42 to $45.81 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F8) The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 2, for which the Reporting Person serves as trustee. |
| 15 | Common | Common Stock | 2021-10-04 | G | A | 100,000 | $0.00 | 100,000 | I The Tessier-Lavigne/Hynes Irrevocable Trust 2 | — | — | (F1) This transaction involved a gift of securities by the Reporting Person. Disposition price is not applicable as this transaction was a bona fide gift. (F8) The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 2, for which the Reporting Person serves as trustee. |
| 16 | Common | Common Stock | 2021-12-28 | S | D | 3,602 | $44.38 | 96,398 | I The Tessier-Lavigne/Hynes Irrevocable Trust 2 | — | — | (F9) The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $44.19 to $44.64 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. (F8) The shares are held of record by The Tessier-Lavigne/Hynes Irrevocable Trust 2, for which the Reporting Person serves as trustee. |