Form 4 for ROKU ROKU, INC
Accepted 2022-06-13 00:00:00 ET · period of report 2022-06-09 · accession 0001716837-22-000055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-06-13 | 2022-06-10 | ROKU | HODRICK LAURIE SIMON | Dir | M - OptEx | $0.00 | +329 | 598 | +122% | $0 |
| DM | 2022-06-13 | 2022-06-09 | ROKU | HODRICK LAURIE SIMON | Dir | A - Grant | $66.71 | +4,740 | 3,423 | New | +$316.2K |
| D | 2022-06-13 | 2022-06-10 | ROKU | HODRICK LAURIE SIMON | Dir | M - OptEx | $0.00 | -329 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-06-10 | M | A | 329 | $0.00 | 598 | D | — | — | |
| 2 | Derivative | Restricted Stock Unit | 2022-06-09 | A | A | 1,317 | $0.00 | 1,317 | D | $0.00 · 2023-06-09 to — | 1,317 Class A Common Stock | (F1) This RSU was granted on 6/9/2022 and vests in one installment on the anniversary of the grant date. |
| 3 | Derivative | Stock Options (right to buy) | 2022-06-09 | A | A | 3,423 | $92.37 | 3,423 | D | $92.37 · 2022-07-09 to 2032-06-08 | 3,423 Class A Common Stock | (F2) The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date. |
| 4 | Derivative | Restricted Stock Unit | 2022-06-10 | M | D | 329 | $0.00 | 0 | D | $0.00 · 2022-06-10 to — | 329 Class A Common Stock | (F3) This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date. |