Form 4 for ROKU ROKU, INC
Accepted 2026-03-04 00:00:00 ET · period of report 2026-03-02 · accession 0001716837-26-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2026-03-04 | 2026-03-02+ | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | G - Gift | $0.00 | 0 | 169.0K | New | $0 |
| D | 2026-03-04 | 2026-03-02 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | M - OptEx | $0.00 | +20.9K | 20.9K | New | $0 |
| D | 2026-03-04 | 2026-03-02 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | F - Tax | $98.09 | -6,711 | 14.2K | -32% | -$658.3K |
| DM | 2026-03-04 | 2026-03-02 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | M - OptEx | $0.00 | -20.9K | 16.6K | -56% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-03-03 | G | D | 61,216 | $0.00 | 82,034 | I Wood 2017 Revocable Trust | — | — | |
| 2 | Common | Class A Common Stock | 2026-03-03 | G | A | 61,216 | $0.00 | 169,006 | I The Anthony J. Wood 2026 Annuity Trust V-B | — | — | |
| 3 | Common | Class A Common Stock | 2026-03-03 | G | D | 169,006 | $0.00 | 0 | I | — | — | |
| 4 | Common | Class A Common Stock | 2026-03-02 | G | A | 107,790 | $0.00 | 107,790 | I Wood 2017 Revocable Trust | — | — | |
| 5 | Common | Class A Common Stock | 2026-03-02 | G | A | 20,612 | $0.00 | 20,612 | I The Anthony J. Wood 2025 Annuity Trust V | — | — | |
| 6 | Common | Class A Common Stock | 2026-03-02 | G | A | 44,727 | $0.00 | 47,481 | I Wood 2017 Revocable Trust | — | — | |
| 7 | Common | Class A Common Stock | 2026-03-02 | G | D | 173,129 | $0.00 | 0 | I Wood Gifts Trust | — | — | |
| 8 | Common | Class A Common Stock | 2026-03-03 | G | A | 169,006 | $0.00 | 169,006 | I | — | — | |
| 9 | Common | Class A Common Stock | 2026-03-02 | M | A | 20,939 | $0.00 | 20,939 | D The Anthony J. Wood 2024 Annuity Trust V | — | — | |
| 10 | Common | Class A Common Stock | 2026-03-02 | F | D | 6,711 | $98.09 | 14,228 | D Wood 2020 Nonexempt Irrevocable Trust | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on March 2, 2026. |
| 11 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 11,255 | $0.00 | 112,553 | D | — · — to — | 11,255 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). |
| 12 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 1,407 | $0.00 | 2,814 | D | — · — to — | 1,407 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). |
| 13 | Derivative | Restricted Stock Unit | 2026-03-02 | M | D | 8,277 | $0.00 | 16,556 | D | — · — to — | 8,277 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |