Form 4 for ROKU ROKU, INC
Accepted 2026-08-17 19:09:47 ET · period of report 2026-08-13 · accession 0001716837-26-000024 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2026-08-17 19:09 | 2026-08-13 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | G - Gift | $0.00 | 0 | 20.2K | New | $0 |
| D | 2026-08-17 19:09 | 2026-08-14 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | A - Grant | $0.00 | -172.6K | 172.6K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-08-13 | G | D | 64,976 | $0.00 | 0 | I The Anthony J. Wood 2024 Annuity Trust V-B | — | — | |
| 2 | Common | Class A Common Stock | 2026-08-13 | G | A | 44,795 | $0.00 | 92,276 | I Wood 2020 Nonexempt Irrevocable Trust | — | — | (F1) Reflects a terminating distribution in accordance with the terms of The Anthony J. Wood 2024 Annuity Trust V-B. |
| 3 | Common | Class A Common Stock | 2026-08-13 | G | A | 20,181 | $0.00 | 20,181 | I Wood 2017 Revocable Trust | — | — | (F2) Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2024 Annuity Trust V-B. |
| 4 | Derivative | Restricted Stock Unit | 2026-08-14 | A | D | 172,630 | $0.00 | 172,630 | D | — · — to — | 172,630 Class A Common Stock | (F3) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in 12 substantially equal quarterly installments. The first installment vests on December 1, 2026. (F4) This RSU vests in 12 substantially equal quarterly installments. The first installment vests on December 1, 2026. |