Form 4 for ROKU ROKU, INC
Accepted 2026-09-03 19:49:13 ET · period of report 2026-09-01 · accession 0001716837-26-000026 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2026-09-03 19:49 | 2026-09-01 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | M - OptEx | $0.00 | +20.9K | 47.9K | +78% | $0 |
| D | 2026-09-03 19:49 | 2026-09-01 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | F - Tax | $155.53 | -8,242 | 39.6K | -17% | -$1.28M |
| DM | 2026-09-03 19:49 | 2026-09-01 | ROKU | Wood Anthony J. | CEO, COB BOD, Dir, 10% | M - OptEx | $0.00 | -20.9K | 90.0K | -19% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2026-09-01 | M | A | 20,941 | $0.00 | 47,868 | D | — | — | |
| 2 | Common | Class A Common Stock | 2026-09-01 | F | D | 8,242 | $155.53 | 39,626 | D | — | — | (F1) Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026. |
| 3 | Derivative | Restricted Stock Unit | 2026-09-01 | M | D | 8,278 | $0.00 | 0 | D | — · — to — | 8,278 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F3) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. (F3) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023. |
| 4 | Derivative | Restricted Stock Unit | 2026-09-01 | M | D | 1,407 | $0.00 | 0 | D | — · — to — | 1,407 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F4) This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). (F4) This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). |
| 5 | Derivative | Restricted Stock Unit | 2026-09-01 | M | D | 11,256 | $0.00 | 90,042 | D | — · — to — | 11,256 Class A Common Stock | (F2) Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer. (F5) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). (F5) This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day). |