Form 4 for OCCI OFS Credit Company, Inc.
Accepted 2021-07-20 00:00:00 ET · period of report 2021-07-16 · accession 0001716951-21-000101 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2021-07-20 | 2021-07-16 | OCCI | Rashid Bilal | Pres, CEO, Dir | J - Other | $0.00 | +3,493 | 124.6K | +3% | $0 |
| 2021-07-20 | 2021-07-16 | OCCI | Rashid Bilal | Pres, CEO, Dir | J - Other | $0.00 | +506 | 13.8K | +4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-16 | J | A | 232 | $0.00 | 8,896 | I | — | — | |
| 2 | Common | Common Stock | 2021-07-16 | J | A | 3,261 | $0.00 | 124,582 | I Owned by OFS Funding I, LLC | — | — | (F3) These securities are held by OFS Funding I, LLC, which is owned by OFSAM. Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC. |
| 3 | Common | Common Stock | 2021-07-16 | J | A | 506 | $0.00 | 13,758 | D Owned by Orchard First Source Asset Management, LLC | — | — | (F2) These securities are held by OFSAM. Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFSAM. |