Form 4 for OCCI OFS Credit Company, Inc.

Accepted 2022-01-20 00:00:00 ET · period of report 2022-01-19 · accession 0001716951-22-000008 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2022-01-20	2022-01-19	OCCI	Cerny Jeffrey A	CFO, Dir	J - Other	$0.00	+3,843	9,401	+69%	$0
	2022-01-20	2022-01-19	OCCI	Cerny Jeffrey A	CFO, Dir	J - Other	$0.00	+601	15.2K	+4%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-01-19	J	A	3,587	$0.00	131,662	I Owned by OFS Funding I, LLC	—	—	(F3) These securities are held by OFS Funding I, LLC, which is owned by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC.
2	Common	Common Stock	2022-01-19	J	A	256	$0.00	9,401	I	—	—
3	Common	Common Stock	2022-01-19	J	A	601	$0.00	15,173	D Owned by Orchard First Source Asset Management, LLC	—	—	(F2) These securities are held by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM.