Form 4 for OCCI OFS Credit Company, Inc.
Accepted 2022-04-18 00:00:00 ET · period of report 2022-04-15 · accession 0001716951-22-000023 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-04-18 | 2022-04-15 | OCCI | Cerny Jeffrey A | CFO, Dir | J - Other | $0.00 | +679 | 15.9K | +4% | $0 | |
| MI | 2022-04-18 | 2022-04-15 | OCCI | Cerny Jeffrey A | CFO, Dir | J - Other | $0.00 | +4,360 | 9,691 | +82% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-15 | J | A | 679 | $0.00 | 15,852 | D Owned by Orchard First Source Asset Management, LLC | — | — | (F2) These securities are held by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM. |
| 2 | Common | Common Stock | 2022-04-15 | J | A | 4,070 | $0.00 | 135,732 | I Owned by OFS Funding I, LLC | — | — | (F3) These securities are held by OFS Funding I, LLC, which is owned by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC. |
| 3 | Common | Common Stock | 2022-04-15 | J | A | 290 | $0.00 | 9,691 | I | — | — |