Form 4 for OCCI OFS Credit Company, Inc.
Accepted 2022-04-18 00:00:00 ET · period of report 2022-04-15 · accession 0001716951-22-000024 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-04-18 | 2022-04-15 | OCCI | Orchard First Source Asset Management, LLC | Parent of Investment Adviser | J - Other | $0.00 | +290 | 9,691 | +3% | $0 |
| 2022-04-18 | 2022-04-15 | OCCI | Orchard First Source Asset Management, LLC | Parent of Investment Adviser | J - Other | $0.00 | +4,070 | 135.7K | +3% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-04-15 | J | A | 290 | $0.00 | 9,691 | I | — | — | |
| 2 | Common | Common Stock | 2022-04-15 | J | A | 4,070 | $0.00 | 135,732 | D Owned by OFS Funding I, LLC | — | — | (F2) These securities are held by OFS Funding I, LLC. OFS Funding I, LLC is owned by OFSAM. As a result, OFSAM may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of its ownership interest in OFS Funding I, LLC. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM. |