Form 4 for OCCI OFS Credit Company, Inc.

Accepted 2022-10-18 00:00:00 ET · period of report 2022-10-14 · accession 0001716951-22-000066 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2022-10-18	2022-10-14	OCCI	Cerny Jeffrey A	CFO, Dir	J - Other	$0.00	+6,785	10.5K	+181%	$0
	2022-10-18	2022-10-14	OCCI	Cerny Jeffrey A	CFO, Dir	J - Other	$0.00	+1,114	17.9K	+7%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-10-14	J	A	6,333	$0.00	147,672	I Owned by OFS Funding I, LLC	—	—	(F3) These securities are held by OFS Funding I, LLC, which is owned by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC.
2	Common	Common Stock	2022-10-14	J	A	452	$0.00	10,543	I	—	—
3	Common	Common Stock	2022-10-14	J	A	1,114	$0.00	17,919	D Owned by Orchard First Source Asset Management, LLC	—	—	(F2) These securities are held by OFSAM. Mr. Cerny has an ownership interest in OFSAM. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM.