Form 4 for OCCI OFS Credit Company, Inc.
Accepted 2023-01-19 00:00:00 ET · period of report 2023-01-09 · accession 0001716951-23-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-19 | 2023-01-09 | OCCI | Orchard First Source Asset Management, LLC | Parent of Investment Adviser | J - Other | $0.00 | -147.7K | 0 | -100% | $0 | |
| I | 2023-01-19 | 2023-01-09 | OCCI | Orchard First Source Asset Management, LLC | Parent of Investment Adviser | J - Other | $0.00 | -10.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-09 | J | D | 147,672 | $0.00 | 0 | D Owned by OFS Funding I, LLC | — | — | (F1) These securities were held by OFS Funding I, LLC ("Funding I"). Funding I is owned by Orchard First Source Asset Management, LLC ("OFSAM"). As a result, OFSAM may have been deemed to beneficially own the securities held by Funding I by virtue of its ownership interest in Funding I. OFS Capital Management, LLC, investment adviser to OFS Credit Company, Inc., is wholly-owned by OFSAM. |
| 2 | Common | Common Stock | 2023-01-09 | J | D | 10,543 | $0.00 | 0 | I | — | — |