Form 4 for OCCI OFS Credit Company, Inc.
Accepted 2023-01-23 00:00:00 ET · period of report 2023-01-19 · accession 0001716951-23-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-01-23 | 2023-01-19 | OCCI | Cerny Jeffrey A | CFO, Dir | J - Other | $0.00 | +1,065 | 19.0K | +6% | $0 | |
| I | 2023-01-23 | 2023-01-19 | OCCI | Cerny Jeffrey A | CFO, Dir | J - Other | $0.00 | +6,404 | 164.6K | +4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-19 | J | A | 1,065 | $0.00 | 18,984 | D Owned by Orchard First Source Asset Management Holdings, LLC | — | — | (F2) These securities are held by OFSAM Holdings. Mr. Cerny has an ownership interest in OFSAM Holdings. As a result, Mr. Cerny may be deemed to beneficially own the securities held by OFSAM Holdings. |
| 2 | Common | Common Stock | 2023-01-19 | J | A | 6,404 | $0.00 | 164,619 | I | — | — |